Disclosures

NewFocus Financial Group Disclosures

Regulatory and Disclosure Information for NewFocus Financial Group

NewFocus Financial Group is a U.S. Securities and Exchange Registered Investment Advisory firm. We are not rendering or offering to render personalized investment advice or financial planning advice through this website. This website is limited to the dissemination of general information on the advisor’s service offerings and provides an efficient mechanism in which a prospective client may contact the advisor. NewFocus Financial does not render or offer to render personalized investment advice through the NewFocus Financial website. Advice can only be rendered within the context of an executed investment advisory and/or financial planning contract between the client and the advisor.

The investment advisor may transact business only in States in which it is registered, or in which it is excluded or exempted from registration. The Investment Advisor must also be registered or exempted or excluded from registration in any state in which it follows up on individualized responses to persons in that State that involve either the effecting or the attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation.

Disclaimers

The information in this website is based on data gathered from what we believe to be reliable sources. Information throughout this site, whether stock quotes, charts, or any other statement or statements regarding market or other financial information is not guaranteed for timeliness or accuracy and is not intended as the primary basis for investment decisions. It should also not be construed as advice meeting the particular investment needs of any investor.

The identification of specific securities and model portfolios is made on the assumption that the investor would participate in the investment or portfolio on a long-term basis (in excess of five years) and only after consulting with their investment advisor to determine their needs financial position and tolerance for risk. With respect to any such identification, there can be no assurance that fund or model portfolio will in fact perform in the manner suggested.

All references that might be made to an investment or portfolio’s performance are based on historical data and once should not assume that this performance will continue in the future. Past performance is not indicative of future results.

The use of any calculator by any client or prospective client, is not and should not be construed, in any manner whatsoever, as the receipt of, or substitute for personalized individual advice from NewFocus Financial.

Some of the material on NewFocus Financial website is password-protected and access to these areas is restricted to authorized users only. The user in password-protected areas is responsible for any use of the password and maintaining the confidentiality of the password.

Newsletter/Article Disclaimer

Our website may contain previous newsletters or articles where specific information may be dated and may no longer reflect the views, opinions and recommendations of NewFocus Financial. No client or prospective client should assume that any such discussion serves as a substitute for, or in place of, personalized advice from NewFocus Financial.

Blog Disclosure

This blog is provided by NewFocus Financial Group, LLC (“NewFocus” or the “Firm”) for informational purposes only. Investing involves the risk of loss and investors should be prepared to bear potential losses. No portion of this blog is to be construed as a solicitation to buy or sell a security or the provision of personalized investment, tax or legal advice. Certain information contained in this presentation is derived from sources that NewFocus believes to be reliable; however, the Firm does not guarantee the accuracy or timeliness of such information and assumes no liability for any resulting damages.

NewFocus is an SEC registered investment adviser that maintains a principal place of business in the State of Washington. The Firm may only transact business in those states in which it is notice filed or qualifies for a corresponding exemption from such requirements. For information about NewFocus’ registration status and business operations, please consult the Firm’s Form ADV disclosure documents, the most recent versions of which are available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov.

Links to Other Websites

This site may provide links to other websites and resources. NewFocus Financial has no control over such websites and resources, is not responsible for their availability and does not endorse and is not responsible or liable for any content, advertising, products and other materials on or available from them. NewFocus Financial shall not be responsible or liable, directly or indirectly, for any damage or loss caused or alleged to be caused with use of such sites or resources. Your use of such sites or resources shall be subject to the terms and conditions set forth by them. All such information is provided solely for convenience and information purposes.

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